Broker Dealer

The mission of the Broker Dealer Forum is to provide a framework to identify and resolve issues within the pre- and post-trade space and to recommend and implement effective solutions with other ISITC participants with the ultimate goal of achieving STP, as well as increasing collaboration with other industry forums around regulatory changes.

Recent Accomplishments

• Successfully launched the Broker‑Dealer Forum at the Fall Forum in Baltimore in September 2025.
• Co-chairs finalized in Q4 and additional members onboarded
• Forum Meeting cadence established
• Session organized at the ISITC spring conference in March 2026, featuring Extended Trading and Broker Scorecards and Metrics.
• Since launch, the Forum has added eight new members.

 Current Initiatives

• 2026 Focus Areas include:
  • Extended Trading Hours
    • Conducting deeper dives as part of monthly Forum meetings
  • DTCC Modernization: Implications for Broker‑Dealers
  • Broker Metrics & Scorecard Standardization : Opportunities to standardize metrics
  • Treasury Clearing : Evolving clearing models and broker dealer impacts