Corporate Actions Working Group

Executive Sponsors:

• Malene McMahon
  S.W.I.F.T.(US) Inc
• Kevin Cullen
  Information Mosaic

Chairs:

• Sonda Pimental
  Brown Brothers Harriman
• Steven Gale
  Northern Trust Company
• Paul Fullam
  Thomson Reuters
• Mary Shine
  T. Rowe Price Associates, Inc.

The U.S. Corporate Actions Working Group mission is to examine business processes throughout the life cycle of a corporate action. Our goal is to define standards for the US market and examine variances with global market practice for the purpose of harmonizing corporate action messaging standards and move toward increasing automation and achieving greater STP throughout the industry. The working group recommends enhancements/modifications to the ISO corporate action message standards to ensure they meet the needs of the market. The working group is also the forum for discussing and recommending enhancements to business processes and collaborating with other industry groups in addressing new business processes within corporate actions.

NOOF Definition

ISITC Survey on Corporate action standards

Defeased CUSIP Indicator

Reminder CAWG call today - agenda

Tax Sub Group minutes posted

Reminder Tax Sub Group call today 3 - 4pm

ISO 20022 Corporate Actions White Paper

Reminder CAWG conf call today, documents posted

CAWG agenda for June 2013 Conference

Off Cycle Call Wednesday May 8th

Call Schedule Call in number 866-483-1818 passcode 7226459. March 6th and 13th Conference March 17-20 April 3rd, 17th May 1st, 15th and 29th Conference June 2nd-4th